AI assistant
Mastercard Inc — Director's Dealing 2021
Jun 28, 2021
29747_dirs_2021-06-28_7228e78c-c0e3-40be-a13b-22bc7285d49c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-06-24
Reporting Person: Cairns Ann (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-24 | Class A Common Stock | M | 400 | $90.13 | Acquired | 114646 | Direct |
| 2021-06-24 | Class A Common Stock | S | 400 | $380 | Disposed | 114246 | Direct |
| 2021-06-28 | Class A Common Stock | M | 3200 | $90.13 | Acquired | 117446 | Direct |
| 2021-06-28 | Class A Common Stock | S | 3200 | $380.1481 | Disposed | 114246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-24 | Employee Stock Option (right ro buy) | $90.13 | M | 400 | Disposed | 2025-03-01 | Class A Common Stock (400.0) | Direct |
| 2021-06-28 | Employee Stock Option (right ro buy) | $90.13 | M | 3200 | Disposed | 2025-03-01 | Class A Common Stock (3200.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $380.04 to $380.36. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The reporting person was awarded 75,188 employee stock options on March 1, 2015, which had fully vested.