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Mastercard Inc — Director's Dealing 2021
Jul 14, 2021
29747_dirs_2021-07-14_231142e7-05de-4d18-a9a8-5c2be10f66bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-07-13
Reporting Person: Cairns Ann (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-13 | Class A Common Stock | M | 15197 | $90.13 | Acquired | 129443 | Direct |
| 2021-07-13 | Class A Common Stock | S | 9454 | $380.5599 | Disposed | 119989 | Direct |
| 2021-07-13 | Class A Common Stock | S | 5743 | $381.1955 | Disposed | 114246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-13 | Employee Stock Option (right ro buy) | $90.13 | M | 15197 | Disposed | 2025-03-01 | Class A Common Stock (15197.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on April 30, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $380.00 to $380.945. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $381.00 to $381.52. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The reporting person was awarded 75,188 employee stock options on March 1, 2015, which had fully vested.