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Mastercard Inc — Director's Dealing 2021
Jul 15, 2021
29747_dirs_2021-07-15_0db956d6-f24a-48db-84b7-3276984eb2d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-07-14
Reporting Person: BANGA AJAY (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-14 | Class A Common Stock | M | 60000 | $77.72 | Acquired | 317776 | Direct |
| 2021-07-14 | Class A Common Stock | S | 59900 | $390.336 | Disposed | 257876 | Direct |
| 2021-07-14 | Class A Common Stock | S | 100 | $391.07 | Disposed | 257776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-14 | Employee Stock Option (right to buy) | $77.72 | M | 60000 | Disposed | 2024-03-01 | Class A Common Stock (60000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 33142 | Indirect |
| Class A Common Stock | 76051 | Indirect |
| Class A Common Stock | 35487 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $390.00 to $390.91. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The reporting person was awarded 297,412 employee stock options on March 1, 2014, which had fully vested.