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Mastercard Inc — Director's Dealing 2021
Aug 2, 2021
29747_dirs_2021-08-02_4af970fd-4a1e-4f1e-bda2-9ec580cb6130.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2021-07-30
Reporting Person: SACHIN J. MEHRA (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-30 | Class A Common Stock | M | 7838 | $90.13 | Acquired | 20320.146 | Direct |
| 2021-07-30 | Class A Common Stock | S | 1200 | $383.9367 | Disposed | 19120.146 | Direct |
| 2021-07-30 | Class A Common Stock | S | 2200 | $384.9793 | Disposed | 16920.146 | Direct |
| 2021-07-30 | Class A Common Stock | S | 3538 | $385.7989 | Disposed | 13382.146 | Direct |
| 2021-07-30 | Class A Common Stock | S | 700 | $386.7657 | Disposed | 12682.146 | Direct |
| 2021-07-30 | Class A Common Stock | S | 200 | $387.67 | Disposed | 12482.146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-30 | Employee Stock Option (right to buy) | $90.13 | M | 7838 | Disposed | 2025-03-01 | Class A Common Stock (7838.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 5, 2021.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $383.38 to $384.34. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $384.40 to $385.39. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $385.40 to $386.30. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $386.42 to $387.19. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $387.65 to $387.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The reporting person was awarded 11,568 employee stock options on March 1, 2015, which had fully vested.