Mastercard Inc — Director's Dealing 2020

Jan 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-01-02

Reporting Person: McLaughlin Edward Grunde (President, Operations & Tech)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-02	Class A Common Stock	M	10000	$77.72	Acquired	43215.396	Direct
2020-01-02	Class A Common Stock	M	10818	$90.13	Acquired	54033.396	Direct
2020-01-02	Class A Common Stock	S	1502	$300.5844	Disposed	52531.396	Direct
2020-01-02	Class A Common Stock	S	8344	$301.6956	Disposed	44187.396	Direct
2020-01-02	Class A Common Stock	S	17541	$302.4485	Disposed	26646.396	Direct
2020-01-02	Class A Common Stock	S	1139	$303.1704	Disposed	25507.396	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-02	Employee Stock Option (right ro buy)	$77.72	M	10000	Disposed	2024-03-01	Class A Common Stock (10000.0)	Direct
2020-01-02	Employee Stock Option (right ro buy)	$90.13	M	10818	Disposed	2025-03-01	Class A Common Stock (10818.0)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on November 14, 2019.

F2: This transaction was executed in multiple trades at prices ranging from $299.95 to $300.91. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $301.10 to $302.09. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $302.10 to $303.09. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $303.11 to $303.45. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The reporting person was awarded 20,120 employee stock options on March 1, 2014, which vested in four equal annual installments, beginning on March 1, 2015.

F7: The reporting person was awarded 18,076 employee stock options on March 1, 2015, which vested in four equal annual installments beginning on March 1, 2016. Of these, 7,258 remain and are fully vested.