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Mastercard Inc — Director's Dealing 2020
Jan 22, 2020
29747_dirs_2020-01-22_934a7436-800a-4fd8-bba9-b889c2417daf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-01-21
Reporting Person: Bhalla Ajay (President Cyber & Intelligence)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-21 | Class A Common Stock | M | 3480 | $24.036 | Acquired | 9837 | Direct |
| 2020-01-21 | Class A Common Stock | S | 3480 | $325 | Disposed | 6357 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-21 | Employee Stock Option (right to buy) | $24.03 | M | 3480 | Disposed | 2021-03-01 | Class A Common Stock (3480.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 106158 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on September 13, 2019.
F2: The shares are held by a family-owned company, controlled by the reporting person.
F3: The reporting person was awarded 13,480 employee stock options on March 1, 2011, which vested in four equal annual installments beginning on March 1, 2012.