Mastercard Inc — Director's Dealing 2020

Jan 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-01-27

Reporting Person: Caldart Gilberto (President, International)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-27	Class A Common Stock	M	20964	$90.13	Acquired	20964	Direct
2020-01-27	Class A Common Stock	S	400	$313.6275	Disposed	20564	Direct
2020-01-27	Class A Common Stock	S	2698	$315.6674	Disposed	17866	Direct
2020-01-27	Class A Common Stock	S	5082	$316.5571	Disposed	12784	Direct
2020-01-27	Class A Common Stock	S	8677	$317.5682	Disposed	4107	Direct
2020-01-27	Class A Common Stock	S	3897	$318.558	Disposed	210	Direct
2020-01-27	Class A Common Stock	S	210	$319.1829	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-27	Employee Stock Option (right ro buy)	$90.13	M	20964	Disposed	2025-03-01	Class A Common Stock (20964.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	54204.80	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on December 12, 2019.

F2: This transaction was executed in multiple trades at prices ranging from $313.52 to $313.79. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $315.00 to $315.99. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $316.03 to $316.96. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $317.04 to $318.00. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $318.11 to $319.04. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $319.14 to $319.23. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: The shares are held by a family-owned company, controlled by the reporting person.

F9: The reporting person was awarded 20,964 employee stock options on March 1, 2015, which vested in four equal annual installments, beginning on March 1, 2016.