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Mastercard Inc — Director's Dealing 2020
Feb 4, 2020
29747_dirs_2020-02-04_e6baa606-e396-4825-94e1-9a2f58db1304.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-02-03
Reporting Person: Madabhushi Venkata R (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-03 | Class A Common Stock | M | 3383 | $90.10 | Acquired | 19015.79 | Direct |
| 2020-02-03 | Class A Common Stock | M | 3315 | $112.31 | Acquired | 22330.79 | Direct |
| 2020-02-03 | Class A Common Stock | S | 8445 | $325 | Disposed | 13885.79 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-03 | Employee Stock Option (right to buy) | $90.1 | M | 3383 | Disposed | 2026-03-01 | Class A Common Stock (3383.0) | Direct |
| 2020-02-03 | Employee Stock Option (right to buy) | $112.31 | M | 3315 | Disposed | 2027-03-01 | Class A Common Stock (3315.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on December 11, 2019.
F2: The reporting person was awarded 21,528 employee stock options on March 1, 2016. The remaining 5,382 employee stock options will vest on March 1, 2020.
F3: The reporting person was awarded 23,552 employee stock options on March 1, 2017. Of the remaining 14,349 employee stock options, 2,573 have vested and 11,776 will vest in two equal annual installments beginning on March 1, 2020.