AI assistant
Mastercard Inc — Director's Dealing 2020
May 19, 2020
29747_dirs_2020-05-19_14dc9098-c98b-43f8-a82b-661716e03f5b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-05-18
Reporting Person: Murphy Timothy H (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-18 | Class A Common Stock | M | 44404 | $90.10 | Acquired | 84004.063 | Direct |
| 2020-05-18 | Class A Common Stock | S | 19316 | $285.5899 | Disposed | 64688.063 | Direct |
| 2020-05-18 | Class A Common Stock | S | 25294 | $286.4937 | Disposed | 39394.063 | Direct |
| 2020-05-18 | Class A Common Stock | S | 7879 | $287.2914 | Disposed | 31515.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-18 | Employee Stock Option (right to buy) | $90.1 | M | 44404 | Disposed | 2026-03-01 | Class A Common Stock (44404.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 30, 2020.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $285.0100 to $286.0000. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $286.0600 to $287.0400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $287.0600 to $287.4500. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The employee stock options vested in four equal annual installments beginning March 1, 2017.