Mastercard Inc — Director's Dealing 2020

Jun 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-06-10

Reporting Person: Madabhushi Venkata R (Chief Marketing Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-10	Class A Common Stock	M	5382	$90.10	Acquired	22785.79	Direct
2020-06-10	Class A Common Stock	M	1007	$112.31	Acquired	23792.79	Direct
2020-06-10	Class A Common Stock	S	7736	$315.1536	Disposed	16056.79	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-10	Employee Stock Option (right to buy)	$90.1	M	5382	Disposed	2026-03-01	Class A Common Stock (5382.0)	Direct
2020-06-10	Employee Stock Option (right to buy)	$112.31	M	1007	Disposed	2027-03-01	Class A Common Stock (1007.0)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on December 11, 2019.

F2: This transaction was executed in multiple trades at prices ranging from $315.00 to $315.55. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The reporting person was awarded 21,528 employee stock options on March 1, 2016, which vested in four equal installments beginning on March 1, 2017.

F4: The reporting person was awarded 23,552 employee stock options on March 1, 2017. Of the remaining 10,769 employee stock options, 4,881 have vested and 5,888 will vest on March 1, 2021.