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Mastercard Inc — Director's Dealing 2020
Jun 12, 2020
29747_dirs_2020-06-12_462531e7-6743-4830-a554-9d12286c82f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-06-10
Reporting Person: BANGA AJAY (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-10 | Class A Common Stock | M | 102000 | $51.83 | Acquired | 425304 | Direct |
| 2020-06-10 | Class A Common Stock | S | 101300 | $315.2794 | Disposed | 324004 | Direct |
| 2020-06-10 | Class A Common Stock | S | 700 | $316.0207 | Disposed | 323304 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-10 | Employee Stock Option (right to buy) | $51.83 | M | 102000 | Disposed | 2023-03-01 | Class A Common Stock (102000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 40371 | Indirect |
| Class A Common Stock | 35329 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $315.00 to $315.99. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $316.00 to $316.06. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The reporting person was awarded 344,600 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014.