Mastercard Inc — Director's Dealing 2020

Jun 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-06-22

Reporting Person: Cairns Ann (Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-22	Class A Common Stock	M	2521	$77.72	Acquired	107377	Direct
2020-06-22	Class A Common Stock	M	37594	$90.13	Acquired	144971	Direct
2020-06-22	Class A Common Stock	S	1400	$298.4207	Disposed	143571	Direct
2020-06-22	Class A Common Stock	S	2679	$299.547	Disposed	140892	Direct
2020-06-22	Class A Common Stock	S	1118	$300.2668	Disposed	139774	Direct
2020-06-22	Class A Common Stock	S	7140	$301.7311	Disposed	132634	Direct
2020-06-22	Class A Common Stock	S	7691	$302.5646	Disposed	124943	Direct
2020-06-22	Class A Common Stock	S	14568	$303.4902	Disposed	110375	Direct
2020-06-22	Class A Common Stock	S	5519	$304.3078	Disposed	104856	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-22	Employee Stock Option (right to buy)	$77.72	M	2521	Disposed	2024-03-01	Class A Common Stock (2521.0)	Direct
2020-06-22	Employee Stock Option (right ro buy)	$90.13	M	37594	Disposed	2025-03-01	Class A Common Stock (37594.0)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.

F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $297.9600 to $298.7300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $298.9800 to $299.9700. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $300.0500 to $300.5400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $301.0500 to $302.0300 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $302.0500 to $303.0400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $303.0500 to $304.0400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F8: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $304.0500 to $304.8200 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F9: The reporting person was awarded 83,976 employee stock options on March 1, 2014, which vested in four equal annual installments beginning March 1, 2015.

F10: The reporting person was awarded 75,188 employee stock options on March 1, 2015, which vested in four equal annual installments beginning March 1, 2016.