Mastercard Inc — Director's Dealing 2020

Jul 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-07-23

Reporting Person: BANGA AJAY (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-23	Class A Common Stock	M	61067	$51.83	Acquired	384371	Direct
2020-07-23	Class A Common Stock	S	37317	$315.4106	Disposed	347054	Direct
2020-07-23	Class A Common Stock	S	22250	$316.6059	Disposed	324804	Direct
2020-07-23	Class A Common Stock	S	1500	$317.0797	Disposed	323304	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-23	Employee Stock Option (right to buy)	$51.83	M	61067	Disposed	2023-03-01	Class A Common Stock (61067.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	40371	Indirect
Class A Common Stock	35329	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $315.00 to $315.9950. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $316.00 to $316.9950. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $317.00 to $317.19. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The reporting person was awarded 344,600 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014.