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Mastercard Inc — Director's Dealing 2020
Aug 3, 2020
29747_dirs_2020-08-03_83791134-6eb3-4181-897a-d52d5df8733f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-07-31
Reporting Person: SACHIN J. MEHRA (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-31 | Class A Common Stock | M | 13996 | $77.72 | Acquired | 24918.146 | Direct |
| 2020-07-31 | Class A Common Stock | S | 1100 | $306.6909 | Disposed | 23818.146 | Direct |
| 2020-07-31 | Class A Common Stock | S | 3200 | $307.6513 | Disposed | 20618.146 | Direct |
| 2020-07-31 | Class A Common Stock | S | 1943 | $308.3604 | Disposed | 18675.146 | Direct |
| 2020-07-31 | Class A Common Stock | S | 7753 | $309.9716 | Disposed | 10922.146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-31 | Employee Stock Option (right to buy) | $77.72 | M | 13996 | Disposed | 2024-03-01 | Class A Common Stock (13996.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 5, 2020.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $306.04 to $307.00. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $307.10 to $308.06. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $308.11 to $308.98. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $309.20 to $310.00. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The reporting person was awarded 13,996 employee stock options on March 1, 2014, which vested in four equal installments beginning on March 1, 2015.