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Mastercard Inc — Director's Dealing 2020
Aug 6, 2020
29747_dirs_2020-08-06_6910a04b-ff1f-43c8-a5fc-184b674da87f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-08-05
Reporting Person: Fraccaro Michael (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-05 | Class A Common Stock | M | 2186 | $90.10 | Acquired | 7938.148 | Direct |
| 2020-08-05 | Class A Common Stock | M | 782 | $112.31 | Acquired | 8720.148 | Direct |
| 2020-08-05 | Class A Common Stock | S | 3456 | $325 | Disposed | 5264.148 | Direct |
| 2020-08-06 | Class A Common Stock | M | 2969 | $112.31 | Acquired | 8233.148 | Direct |
| 2020-08-06 | Class A Common Stock | S | 3457 | $330 | Disposed | 4776.148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-05 | Employee Stock Option (right ro buy) | $90.1 | M | 2186 | Disposed | 2026-03-01 | Class A Common Stock (2186.0) | Direct |
| 2020-08-05 | Employee Stock Option (right to buy) | $112.31 | M | 782 | Disposed | 2027-03-01 | Class A Common Stock (782.0) | Direct |
| 2020-08-06 | Employee Stock Option (right to buy) | $112.31 | M | 2969 | Disposed | 2027-03-01 | Class A Common Stock (2969.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on February 28, 2020.
F2: The reporting person was awarded 8,744 employee stock options on March 1, 2016, which vested in four equal installments beginning March 1, 2017.
F3: The reporting person was awarded 16,488 employee stock options on March 1, 2017. Of the remaining 4,493 employee stock options, 371 have vested and 4,122 will vest on March 1, 2021.