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Mastercard Inc Director's Dealing 2020

Aug 25, 2020

29747_dirs_2020-08-25_5ae50474-32b1-4bfd-b40b-1748ee1ccdbb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-08-24

Reporting Person: Stanton Kevin (Chief Transformation Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-24 Class A Common Stock M 9398 $90.13 Acquired 28121.528 Direct
2020-08-24 Class A Common Stock M 14800 $90.10 Acquired 42921.528 Direct
2020-08-24 Class A Common Stock S 29117 $340.2065 Disposed 13804.528 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-24 Employee Stock Option (right to buy) $90.13 M 9398 Disposed 2025-03-01 Class A Common Stock (9398.0) Direct
2020-08-24 Employee Stock Option (right to buy) $90.1 M 14800 Disposed 2026-03-01 Class A Common Stock (14800.0) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on February 7, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $340.00 to $340.80. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The reporting person was awarded 18,796 employee stock options on March 1, 2015, which vested in four equal annual installments, beginning on March 1, 2016.

F4: The reporting person was awarded 29,600 employee stock options on March 1, 2016, which vested in four equal annual installments, beginning on March 1, 2017.