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Mastercard Inc — Director's Dealing 2020
Aug 25, 2020
29747_dirs_2020-08-25_5ae50474-32b1-4bfd-b40b-1748ee1ccdbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-08-24
Reporting Person: Stanton Kevin (Chief Transformation Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-24 | Class A Common Stock | M | 9398 | $90.13 | Acquired | 28121.528 | Direct |
| 2020-08-24 | Class A Common Stock | M | 14800 | $90.10 | Acquired | 42921.528 | Direct |
| 2020-08-24 | Class A Common Stock | S | 29117 | $340.2065 | Disposed | 13804.528 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-24 | Employee Stock Option (right to buy) | $90.13 | M | 9398 | Disposed | 2025-03-01 | Class A Common Stock (9398.0) | Direct |
| 2020-08-24 | Employee Stock Option (right to buy) | $90.1 | M | 14800 | Disposed | 2026-03-01 | Class A Common Stock (14800.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on February 7, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $340.00 to $340.80. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The reporting person was awarded 18,796 employee stock options on March 1, 2015, which vested in four equal annual installments, beginning on March 1, 2016.
F4: The reporting person was awarded 29,600 employee stock options on March 1, 2016, which vested in four equal annual installments, beginning on March 1, 2017.