Mastercard Inc — Director's Dealing 2020

Oct 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2020-10-09

Reporting Person: Bhalla Ajay (President Cyber & Intelligence)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-09	Class A Common Stock	M	5000	$42.043	Acquired	6251.249	Direct
2020-10-09	Class A Common Stock	S	5000	$350.0008	Disposed	1251.249	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-09	Employee Stock Option (right to buy)	$42.043	M	5000	Disposed	2022-03-01	Class A Common Stock (5000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	116658	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on August 21, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $350.00 to $350.01. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The shares are directly held by a family-owned company, controlled by the reporting person.

F4: The reporting person was awarded 10,120 employee stock options on March 1, 2012, which have fully vested.