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Mastercard Inc Director's Dealing 2019

Jan 24, 2019

29747_dirs_2019-01-24_ec14a7f3-d72d-4a78-bf27-6e3c666ecfde.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2019-01-22

Reporting Person: McLaughlin Edward Grunde (President, Operations & Tech)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-22 Class A Common Stock M 8280 $51.83 Acquired 37374.396 Direct
2019-01-22 Class A Common Stock M 10120 $77.72 Acquired 47494.396 Direct
2019-01-22 Class A Common Stock S 4851 $198.3588 Disposed 42643.396 Direct
2019-01-22 Class A Common Stock S 6905 $199.3453 Disposed 35738.396 Direct
2019-01-22 Class A Common Stock S 8113 $200.3302 Disposed 27625.396 Direct
2019-01-22 Class A Common Stock S 400 $200.83 Disposed 27225.396 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-22 Employee Stock Option (right ro buy) $51.83 M 8280 Disposed 2023-03-01 Class A Common Stock (8280.0) Direct
2019-01-22 Employee Stock Option (right ro buy) $77.72 M 10120 Disposed 2024-03-01 Class A Common Stock (10120.0) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on December 5, 2018.

F2: This transaction was executed in multiple trades at prices ranging from $197.79 to $198.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $198.79 to $199.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $199.79 to $200.77. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $200.80 to $200.90. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The reporting person was awarded 21,280 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014

F7: The reporting person was awarded 20,120 employee stock options on March 1, 2014, which vested in four equal installments beginning on March 1, 2015.