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Mastercard Inc — Director's Dealing 2019
Jan 24, 2019
29747_dirs_2019-01-24_ec14a7f3-d72d-4a78-bf27-6e3c666ecfde.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2019-01-22
Reporting Person: McLaughlin Edward Grunde (President, Operations & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-22 | Class A Common Stock | M | 8280 | $51.83 | Acquired | 37374.396 | Direct |
| 2019-01-22 | Class A Common Stock | M | 10120 | $77.72 | Acquired | 47494.396 | Direct |
| 2019-01-22 | Class A Common Stock | S | 4851 | $198.3588 | Disposed | 42643.396 | Direct |
| 2019-01-22 | Class A Common Stock | S | 6905 | $199.3453 | Disposed | 35738.396 | Direct |
| 2019-01-22 | Class A Common Stock | S | 8113 | $200.3302 | Disposed | 27625.396 | Direct |
| 2019-01-22 | Class A Common Stock | S | 400 | $200.83 | Disposed | 27225.396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-22 | Employee Stock Option (right ro buy) | $51.83 | M | 8280 | Disposed | 2023-03-01 | Class A Common Stock (8280.0) | Direct |
| 2019-01-22 | Employee Stock Option (right ro buy) | $77.72 | M | 10120 | Disposed | 2024-03-01 | Class A Common Stock (10120.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on December 5, 2018.
F2: This transaction was executed in multiple trades at prices ranging from $197.79 to $198.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $198.79 to $199.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $199.79 to $200.77. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $200.80 to $200.90. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The reporting person was awarded 21,280 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014
F7: The reporting person was awarded 20,120 employee stock options on March 1, 2014, which vested in four equal installments beginning on March 1, 2015.