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Mastercard Inc — Director's Dealing 2019
Mar 19, 2019
29747_dirs_2019-03-19_6f41f4ef-9919-45d7-be00-6547e812aa93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2019-03-18
Reporting Person: Murphy Timothy H (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-18 | Class A Common Stock | M | 7873 | $77.72 | Acquired | 46331.063 | Direct |
| 2019-03-18 | Class A Common Stock | M | 43376 | $90.13 | Acquired | 89707.063 | Direct |
| 2019-03-18 | Class A Common Stock | S | 32070 | $229.7804 | Disposed | 57637.063 | Direct |
| 2019-03-18 | Class A Common Stock | S | 18413 | $230.5507 | Disposed | 39224.063 | Direct |
| 2019-03-18 | Class A Common Stock | S | 9045 | $231.4928 | Disposed | 30179.063 | Direct |
| 2019-03-18 | Class A Common Stock | S | 900 | $232.26 | Disposed | 29279.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-18 | Employee Stock Option (right to buy) | $77.72 | M | 7873 | Disposed | 2024-03-01 | Class A Common Stock (7873.0) | Direct |
| 2019-03-18 | Employee Stock Option (right to buy) | $90.13 | M | 43376 | Disposed | 2025-03-01 | Class A Common Stock (43376.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 1, 2019.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $229.16 to $230.15. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $230.16 to $231.15. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $231.16 to $232.13. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $232.20 to $232.44. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The reporting person was awarded employee stock options on March 1, 2014, which vested in four equal annual installments beginning on March 1, 2015.
F7: The reporting person was awarded employee stock options on March 1, 2015, which vested in four equal annual installments beginning on March 1, 2016.