Mastercard Inc — Director's Dealing 2019

Mar 27, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2019-03-25

Reporting Person: Fraccaro Michael (Chief Human Resources Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-25	Class A Common Stock	M	1807	$90.13	Acquired	4124.148	Direct
2019-03-25	Class A Common Stock	M	2186	$90.10	Acquired	6310.148	Direct
2019-03-25	Class A Common Stock	M	4122	$112.31	Acquired	10432.148	Direct
2019-03-25	Class A Common Stock	S	4739	$229.8907	Disposed	5693.148	Direct
2019-03-25	Class A Common Stock	S	3919	$230.5984	Disposed	1774.148	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-25	Employee Stock Option (right ro buy)	$90.13	M	1807	Disposed	2025-03-01	Class A Common Stock (1807.0)	Direct
2019-03-25	Employee Stock Option (right ro buy)	$90.1	M	2186	Disposed	2026-03-01	Class A Common Stock (2186.0)	Direct
2019-03-25	Employee Stock Option (right to buy)	$112.31	M	4122	Disposed	2027-03-01	Class A Common Stock (4122.0)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 7, 2019.

F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $229.37 to $230.24. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $230.39 to $231.07. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The reporting person was awarded 7,228 employee stock options on March 1, 2015, which vested in four equal annual installments beginning on March 1, 2016.

F5: The reporting person was awarded 8,744 employee stock options on March 1, 2016, of which 6,558 have vested. The remaining 2,186 employee stock options will vest on March 1, 2020.

F6: The reporting person was awarded 16,488 employee stock options on March 1, 2017, of which 8,244 have vested. The remaining 8,244 employee stock options will vest in two equal annual installments beginning on March 1, 2020.