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Mastercard Inc — Director's Dealing 2019
Apr 24, 2019
29747_dirs_2019-04-24_186fbe29-4751-4f50-8d0e-d6030d6185e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2019-04-22
Reporting Person: Caldart Gilberto (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-22 | Class A Common Stock | M | 22280 | $51.83 | Acquired | 22280 | Direct |
| 2019-04-22 | Class A Common Stock | M | 24492 | $77.72 | Acquired | 46772 | Direct |
| 2019-04-22 | Class A Common Stock | S | 15027 | $239.5036 | Disposed | 31745 | Direct |
| 2019-04-22 | Class A Common Stock | S | 7139 | $240.6731 | Disposed | 24606 | Direct |
| 2019-04-22 | Class A Common Stock | S | 12524 | $241.7032 | Disposed | 12082 | Direct |
| 2019-04-22 | Class A Common Stock | S | 12082 | $242.5648 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-22 | Employee Stock Option (right ro buy) | $51.83 | M | 22280 | Disposed | 2023-03-01 | Class A Common Stock (22280.0) | Direct |
| 2019-04-22 | Employee Stock Option (right ro buy) | $77.72 | M | 24492 | Disposed | 2024-03-01 | Class A Common Stock (24492.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 54204.80 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on March 5, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $239.07 to $240.05. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $240.11 to $241.08. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $241.11 to $242.10. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $242.11 to $243.04. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The shares are held by a family-owned company, controlled by the reporting person.
F7: The reporting person was awarded employee stock options on March 1, 2013, which vested in four (4) equal installments beginning on March 1, 2014.
F8: The reporting person was awarded employee stock options on March 1, 2014, which vested in four(4) equal installments beginning on March 1, 2015.