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Mastercard Inc Director's Dealing 2019

Apr 24, 2019

29747_dirs_2019-04-24_186fbe29-4751-4f50-8d0e-d6030d6185e0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2019-04-22

Reporting Person: Caldart Gilberto (President, International)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-22 Class A Common Stock M 22280 $51.83 Acquired 22280 Direct
2019-04-22 Class A Common Stock M 24492 $77.72 Acquired 46772 Direct
2019-04-22 Class A Common Stock S 15027 $239.5036 Disposed 31745 Direct
2019-04-22 Class A Common Stock S 7139 $240.6731 Disposed 24606 Direct
2019-04-22 Class A Common Stock S 12524 $241.7032 Disposed 12082 Direct
2019-04-22 Class A Common Stock S 12082 $242.5648 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-22 Employee Stock Option (right ro buy) $51.83 M 22280 Disposed 2023-03-01 Class A Common Stock (22280.0) Direct
2019-04-22 Employee Stock Option (right ro buy) $77.72 M 24492 Disposed 2024-03-01 Class A Common Stock (24492.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 54204.80 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on March 5, 2019.

F2: This transaction was executed in multiple trades at prices ranging from $239.07 to $240.05. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $240.11 to $241.08. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $241.11 to $242.10. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $242.11 to $243.04. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The shares are held by a family-owned company, controlled by the reporting person.

F7: The reporting person was awarded employee stock options on March 1, 2013, which vested in four (4) equal installments beginning on March 1, 2014.

F8: The reporting person was awarded employee stock options on March 1, 2014, which vested in four(4) equal installments beginning on March 1, 2015.