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Mastercard Inc — Director's Dealing 2019
Jun 19, 2019
29747_dirs_2019-06-19_831bd012-aeb9-421c-b6db-a728f87b0ad3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2019-06-17
Reporting Person: Cairns Ann (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-17 | Class A Common Stock | M | 51850 | $77.72 | Acquired | 134120 | Direct |
| 2019-06-17 | Class A Common Stock | S | 18104 | $258.6554 | Disposed | 116016 | Direct |
| 2019-06-17 | Class A Common Stock | S | 11781 | $259.4244 | Disposed | 104235 | Direct |
| 2019-06-17 | Class A Common Stock | S | 11338 | $260.5839 | Disposed | 92897 | Direct |
| 2019-06-17 | Class A Common Stock | S | 10627 | $261.3445 | Disposed | 82270 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-17 | Employee Stock Option (right to buy) | $77.72 | M | 51850 | Disposed | 2024-03-01 | Class A Common Stock (51850.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $258.10 to $259.09. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $259.10 to $260.07. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $260.10 to $261.07. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $261.10 to $261.69. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The employee stock options vest in four equal annual installments beginning March 1, 2015.