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Mastercard Inc — Director's Dealing 2019
Dec 16, 2019
29747_dirs_2019-12-16_da8225ab-f0e8-4569-9ce5-0591b2d37c68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2019-12-13
Reporting Person: Miebach Michael (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-13 | Class A Common Stock | M | 4205 | $90.10 | Acquired | 16983 | Direct |
| 2019-12-13 | Class A Common Stock | S | 4205 | $295.0992 | Disposed | 12778 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-13 | Employee Stock Option (right to buy) | $90.1 | M | 4205 | Disposed | 2026-03-01 | Class A Common Stock (4205.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 12, 2019.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $295.000 to $295.430. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The reporting person was awarded 33,640 employee stock options on March 1, 2016. Of the remaining 21,025 options, 8,410 will vest on March 1, 2020 and the rest are fully vested.