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Mastercard Inc — Director's Dealing 2018
Jan 4, 2018
29747_dirs_2018-01-04_0f6c1de1-404a-486a-ac3a-ce987175cad1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2018-01-02
Reporting Person: McLaughlin Edward Grunde (President, Operations & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Class A Common Stock | M | 13000 | $51.83 | Acquired | 47901.396 | Direct |
| 2018-01-02 | Class A Common Stock | S | 14198 | $151.635 | Disposed | 33703.396 | Direct |
| 2018-01-02 | Class A Common Stock | S | 2802 | $152.6438 | Disposed | 30901.396 | Direct |
| 2018-01-02 | Class A Common Stock | S | 167 | $153.206 | Disposed | 30734.396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-02 | Employee Stock Option (right ro buy) | $51.83 | M | 13000 | Disposed | 2023-03-01 | Class A Common Stock (13000.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 3, 2017.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $151.14 to $152.12. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $152.18 to $153.14. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $153.20 to $153.21. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The Reporting Person was awarded 20,280 employee stock options on March 1, 2013, which vested in four equal annual installments beginning on March 1, 2014.