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Mastercard Inc — Director's Dealing 2018
Mar 20, 2018
29747_dirs_2018-03-20_36a497d3-3e2f-42bd-aabe-58111ec7fe2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2018-03-19
Reporting Person: Murphy Timothy H (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-19 | Class A Common Stock | M | 23619 | — | Acquired | 59907.063 | Direct |
| 2018-03-19 | Class A Common Stock | S | 15951 | $179.7898 | Disposed | 43956.063 | Direct |
| 2018-03-19 | Class A Common Stock | S | 6676 | $180.5188 | Disposed | 37280.063 | Direct |
| 2018-03-19 | Class A Common Stock | S | 8001 | $181.6704 | Disposed | 29279.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-19 | Employee Stock Option (right to buy) | $77.72 | M | 23619 | Disposed | 2024-03-01 | Class A Common Stock (23619.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 2, 2018.
F2: This transaction was executed in multiple trades at prices ranging from $179.22 to $180.20. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $180.23 to $181.22. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $181.23 to $182.20. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The Reporting Person was awarded employee stock options on March 1, 2014, which vested in four equal annual installments beginning on March 1, 2015.