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Mastercard Inc — Director's Dealing 2018
May 1, 2018
29747_dirs_2018-05-01_6f42ee06-42e3-4f1c-9efa-f5f35121d44b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2018-04-30
Reporting Person: Fraccaro Michael (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-30 | Class A Common Stock | M | 300 | $112.31 | Acquired | 3846.148 | Direct |
| 2018-04-30 | Class A Common Stock | S | 300 | $180 | Disposed | 3546.148 | Direct |
| 2018-05-01 | Class A Common Stock | M | 3822 | $180 | Acquired | 7368.148 | Direct |
| 2018-05-01 | Class A Common Stock | S | 3822 | $180 | Disposed | 3546.148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-30 | Employee Stock Option (right to buy) | $112.31 | M | 300 | Disposed | 2027-03-01 | Class A Common Stock (300.0) | Direct |
| 2018-05-01 | Employee Stock Option (right to buy) | $112.31 | M | 3822 | Disposed | 2027-03-01 | Class A Common Stock (3822.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2018.
F2: The reporting person was awarded 16,488 employee stock options on March 1, 2017, of which 4,122 have vested. The remaining 12,366 employee stock options will vest in three (3) annual installments beginning on March 1, 2019.
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