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Mastercard Inc — Director's Dealing 2018
May 30, 2018
29747_dirs_2018-05-30_cfae6873-7680-491c-9b78-51e7046a7e9e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2018-04-09
Reporting Person: Fraccaro Michael (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-09 | Class A Common Stock | M | 1807 | $90.13 | Acquired | 5353.148 | Direct |
| 2018-04-09 | Class A Common Stock | S | 2274 | $171.39 | Disposed | 3079.148 | Direct |
| 2018-04-10 | Class A Common Stock | M | 2186 | $90.10 | Acquired | 5265.148 | Direct |
| 2018-04-10 | Class A Common Stock | S | 2186 | $175 | Disposed | 3079.148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-09 | Employee Stock Option (right ro buy) | $90.13 | M | 1807 | Disposed | 2025-03-01 | Class A Common Stock (1807.0) | Direct |
| 2018-04-10 | Employee Stock Option (right ro buy) | $90.1 | M | 2186 | Disposed | 2026-03-01 | Class A Common Stock (2186.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2018.
F2: The reporting person was awarded 7,228 employee stock options on March 1, 2015, of which 5,421 have vested. The remaining 1,807 employee stock options will vest on March 1, 2019.
F3: The reporting person was awarded 8,744 employee stock options on March 1, 2016, of which 4,372 have vested. The remaining 4,372 employee stock options will vest in two equal annual installments beginning on March 1, 2019.