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Mastercard Inc — Director's Dealing 2018
Jun 5, 2018
29747_dirs_2018-06-05_2e90a1d5-5049-4353-8ebf-b44c390ecfaa.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2018-06-01
Reporting Person: Caldart Gilberto (President, International)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 48915.80 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right ro buy) | $51.83 | 2023-03-01 | Class A Common Stock (22280.0) | Direct | |
| Employee Stock Option (right ro buy) | $77.72 | 2024-03-01 | Class A Common Stock (24492.0) | Direct | |
| Employee Stock Option (right ro buy) | $90.13 | 2025-03-01 | Class A Common Stock (20964.0) | Direct | |
| Employee Stock Option (right ro buy) | $90.1 | 2026-03-01 | Class A Common Stock (21528.0) | Direct | |
| Employee Stock Option (right ro buy) | $112.31 | 2027-03-01 | Class A Common Stock (20020.0) | Direct | |
| Employee Stock Option (right ro buy) | $173.49 | 2028-03-01 | Class A Common Stock (12224.0) | Direct |
Footnotes
F1: The shares are held by a family-owned company, controlled by the reporting person.
F2: The reporting person was awarded 22,280 employee stock options on March 1, 2013, which vested in four (4) equal installments beginning on March 1, 2014.
F3: The reporting person was awarded 24,492 employee stock options on March 1, 2014, which vested in four (4) equal installments beginning on March 1, 2015.
F4: The reporting person was awarded 20,964 employee stock options on March 1, 2015, of which 15,723 have vested. The remaining 5,241 employee stock options will vest on March 1, 2019.
F5: The reporting person was awarded 21,528 employee stock options on March 1, 2016, of which 10,764 have vested. The remaining 10,764 employee stock options will vest in two (2) equal annual installments beginning on March 1, 2019.
F6: The reporting person was awarded 20,020 employee stock options on March 1, 2017, of which 5,005 have vested. The remaining 15,015 employee stock options will vest in three (3) equal annual installments beginning on March 1, 2019.
F7: The reporting person was awarded 12,224 employee stock options on March 1, 2018, which will vest in four (4) equal annual installments beginning on March 1, 2019.