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Mastercard Inc — Director's Dealing 2017
Apr 4, 2017
29747_dirs_2017-04-04_35447bf9-d8f2-4502-afcf-ce2ae573e8f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2017-04-04
Reporting Person: Murphy Timothy H (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-04 | Class A Common Stock | M | 21270 | $51.83 | Acquired | 53407.063 | Direct |
| 2017-04-04 | Class A Common Stock | S | 24128 | $112.2541 | Disposed | 29279.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-04 | Employee Stock Option (right to buy) | $51.83 | M | 21270 | Disposed | 2023-03-01 | Class A Common Stock (21270.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 3, 2017.
F2: These transactions were executed in multiple trades at prices ranging from $111.93 to 112.82. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The Reporting Person was awarded 28,360 employee stock options on March 1, 2013, which vested in four equal annual installments beginning on March 1, 2014.