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Mastercard Inc — Director's Dealing 2017
Aug 3, 2017
29747_dirs_2017-08-03_135e43bd-95d1-4808-b344-a980c21e2a0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2017-08-02
Reporting Person: HUNDMEJEAN MARTINA (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-02 | Class A Common Stock | M | 60640 | $42.04 | Acquired | 170570.48 | Direct |
| 2017-08-02 | Class A Common Stock | S | 76167 | $129.6715 | Disposed | 94403.48 | Direct |
| 2017-08-02 | Class A Common Stock | S | 14940 | $130.4151 | Disposed | 79463.48 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-02 | Employee Stock Option (right to buy) | $42.04 | M | 60640 | Disposed | 2022-03-01 | Class A Common Stock (60640.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on May 9, 2017.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $129.25 to $130.24. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $130.25 to $130.59. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The employee stock options vested in four equal annual installments beginning March 1, 2013.