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Mastercard Inc — Director's Dealing 2017
Oct 13, 2017
29747_dirs_2017-10-13_bf16f94d-14e9-4282-b605-d9e070186a26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2017-10-12
Reporting Person: Fraccaro Michael (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-12 | Class A Common Stock | M | 3614 | $90.13 | Acquired | 7642.148 | Direct |
| 2017-10-12 | Class A Common Stock | M | 2186 | $90.10 | Acquired | 9828.148 | Direct |
| 2017-10-12 | Class A Common Stock | S | 5400 | $147.5541 | Disposed | 4428.148 | Direct |
| 2017-10-12 | Class A Common Stock | S | 400 | $148.0875 | Disposed | 4028.148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-12 | Employee Stock Option (right ro buy) | $90.13 | M | 3614 | Disposed | 2025-03-01 | Class A Common Stock (3614.0) | Direct |
| 2017-10-12 | Employee Stock Option (right ro buy) | $90.1 | M | 2186 | Disposed | 2026-03-01 | Class A Common Stock (2186.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on August 28, 2017.
F2: This transaction was executed in multiple trades at prices ranging from $147.05 to $148.04. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $148.05 to $148.11. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The reporting person was awarded 7,228 employee stock options on March 1, 2015, of which 3,614 have vested. The remaining 3,614 employee stock options will vest in two equal annual installments beginning on March 1, 2018.
F5: The reporting person was awarded 8,744 employee stock options on March 1, 2016, of which 2,186 have vested. The remaining 6,558 employee stock options will vest in three equal annual installments beginning on March 1, 2018.