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Mastercard Inc Director's Dealing 2017

Apr 25, 2017

29747_dirs_2017-04-25_7038fef0-679a-44f3-813c-3413863f7417.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2017-04-24

Reporting Person: Flood Gary J (President, Gl Prod & Solutions)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-24 Class A Common Stock M 34140 $42.043 Acquired 78819 Direct
2017-04-24 Class A Common Stock M 42200 $51.83 Acquired 121019 Direct
2017-04-24 Class A Common Stock S 83959 $115.4347 Disposed 37060 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-24 Employee Stock Option (right to buy) $42.043 M 34140 Disposed 2022-03-01 Class A Common Stock (34140.0) Direct
2017-04-24 Employee Stock Option (right to buy) $51.83 M 42200 Disposed 2023-03-01 Class A Common Stock (42200.0) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017.

F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013.

F4: The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014.