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Mastercard Inc — Director's Dealing 2017
Apr 25, 2017
29747_dirs_2017-04-25_7038fef0-679a-44f3-813c-3413863f7417.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2017-04-24
Reporting Person: Flood Gary J (President, Gl Prod & Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-24 | Class A Common Stock | M | 34140 | $42.043 | Acquired | 78819 | Direct |
| 2017-04-24 | Class A Common Stock | M | 42200 | $51.83 | Acquired | 121019 | Direct |
| 2017-04-24 | Class A Common Stock | S | 83959 | $115.4347 | Disposed | 37060 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-24 | Employee Stock Option (right to buy) | $42.043 | M | 34140 | Disposed | 2022-03-01 | Class A Common Stock (34140.0) | Direct |
| 2017-04-24 | Employee Stock Option (right to buy) | $51.83 | M | 42200 | Disposed | 2023-03-01 | Class A Common Stock (42200.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2017.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $115.05 to $115.80. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal annual installments beginning on March 1, 2013.
F4: The Reporting Person was awarded 93,240 employee stock options on March 1, 2013, which vested in four equal annual installments beginning March 1, 2014.