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Mastercard Inc — Director's Dealing 2016
Apr 19, 2016
29747_dirs_2016-04-19_e7c232a2-35f2-4fae-8ab2-695458b35ebc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2016-04-15
Reporting Person: Garrow Ronald E (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-15 | Class A Common Stock | M | 5784 | $90.13 | Acquired | 14386 | Direct |
| 2016-04-15 | Class A Common Stock | S | 5784 | $97 | Disposed | 8602 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-15 | Employee Stock Option (right to buy) | $90.13 | M | 5784 | Disposed | 2025-03-01 | Class A Common Stock (5784.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 9, 2016. The pre-planned trading plan was adopted by the reporting person on February 3, 2016.
F2: The reporting person was awarded 28,920 employee stock options on March 1, 2015, of which 7,230 have vested. The remaining 21,690 employee stock options will vest in three annual installments beginning on March 1, 2017.