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Mastercard Inc — Director's Dealing 2016
May 4, 2016
29747_dirs_2016-05-04_bf6538a5-a020-4202-8c3a-45eb0827952e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2016-05-02
Reporting Person: Flood Gary J (President, Gl Prod & Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-02 | Class A Common Stock | M | 4440 | $23.274 | Acquired | 64015 | Direct |
| 2016-05-02 | Class A Common Stock | M | 42880 | $24.036 | Acquired | 106895 | Direct |
| 2016-05-02 | Class A Common Stock | M | 26500 | $42.043 | Acquired | 133395 | Direct |
| 2016-05-02 | Class A Common Stock | S | 62357 | $97.0826 | Disposed | 71038 | Direct |
| 2016-05-02 | Class A Common Stock | S | 33978 | $97.7786 | Disposed | 37060 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-02 | Employee Stock Option (right to buy) | $23.274 | M | 4440 | Disposed | 2020-03-01 | Class A Common Stock (4440.0) | Direct |
| 2016-05-02 | Employee Stock Option (right to buy) | $24.036 | M | 42880 | Disposed | 2021-03-01 | Class A Common Stock (42880.0) | Direct |
| 2016-05-02 | Employee Stock Option (right to buy) | $42.043 | M | 26500 | Disposed | 2022-03-01 | Class A Common Stock (26500.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on March 8, 2016. The pre-planned trading plan was adopted by the reporting person on March 3, 2016.
F2: Represents the weighted average sales price for price increments ranging from $96.5700 to $97.5650
F3: Represents the weighted average sales price for price increments ranging from $97.5700 to $97.9300.
F4: The Reporting Person was awarded 64,880 employee stock options on March 1, 2010, which vested in four equal installments beginning on March 1, 2011.
F5: The Reporting Person was awarded 75,840 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.
F6: The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.