AI assistant
Mastercard Inc — Director's Dealing 2016
Oct 6, 2016
29747_dirs_2016-10-06_a62b0030-3882-4963-bdd0-c4dd0861e466.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mastercard Inc (MA)
CIK: 0001141391
Period of Report: 2016-10-04
Reporting Person: Cairns Ann (President, Intl Markets)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-04 | Class A Common Stock | M | 12630 | $42.043 | Acquired | 58721 | Direct |
| 2016-10-04 | Class A Common Stock | S | 12630 | $101.7858 | Disposed | 46091 | Direct |
| 2016-10-04 | Class A Common Stock | S | 14000 | $101.7915 | Disposed | 32091 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-04 | Employee Stock Option (right to buy) | $42.043 | M | 12630 | Disposed | 2022-03-01 | Class A Common Stock (12630.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The plan was adopted by the reporting person on August 5, 2016.
F2: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $101.47 to $102.18 per share. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $101.49 to $102.20 per share. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The reporting person was awarded 50,520 employee stock options on March 1, 2012, all of which had vested.