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Mastercard Inc — Director's Dealing 2016
May 10, 2016
29747_dirs_2016-05-10_23a7652f-a6e4-47f7-bc24-c7cc1eba8469.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2016-05-10
Reporting Person: FORSTER ANDREA L (Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-10 | Class A Common Stock | M | 13480 | $42.043 | Acquired | 26071 | Direct |
| 2016-05-10 | Class A Common Stock | S | 13480 | $97.0188 | Disposed | 12591 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-10 | Employee Stock Option (right to buy) | $42.043 | M | 13480 | Disposed | 2022-03-01 | Class A Common Stock (13480.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on March 15, 2016. The pre-planned trading plan was adopted by the reporting person on March 11, 2016.
F2: Represents the weighted average sales price for price increments ranging from $96.69 to $97.28.
F3: The reporting person was awarded 13,480 employee stock options on March 1, 2012 which vested in four equal annual installments beginning on March 1, 2013.