AI assistant
Mastercard Inc — Director's Dealing 2016
Apr 6, 2016
29747_dirs_2016-04-06_8edb3dd1-3681-4a0d-92e6-9a365e92d9fa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2016-04-04
Reporting Person: Murphy Timothy H (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-04 | Class A Common Stock | M | 7020 | $24.036 | Acquired | 45215.063 | Direct |
| 2016-04-04 | Class A Common Stock | M | 10100 | $42.043 | Acquired | 55315.063 | Direct |
| 2016-04-04 | Class A Common Stock | S | 18905 | $94.964 | Disposed | 36410.063 | Direct |
| 2016-04-04 | Class A Common Stock | S | 1243 | $95.641 | Disposed | 35167.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-04 | Employee Stock Option (right to buy) | $24.036 | M | 7020 | Acquired | 2021-03-01 | Class A Common Stock (7020.0) | Direct |
| 2016-04-04 | Employee Stock Option (right to buy) | $42.043 | A | 10100 | Acquired | 2022-03-01 | Class A Common Stock (10100.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 9, 2016. The pre-planned trading plan was adopted by the reporting person on February 4, 2016.
F2: Represents the average sales price for price increments ranging from $94.5200 to $95.5000.
F3: Represents the average sales price for price increments ranging from $95.6000 to $95.7100.
F4: The reporting person was awarded 28,080 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.
F5: The reporting person was awarded 20,200 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.