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Mastercard Inc Director's Dealing 2016

Apr 6, 2016

29747_dirs_2016-04-06_8edb3dd1-3681-4a0d-92e6-9a365e92d9fa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2016-04-04

Reporting Person: Murphy Timothy H (General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-04 Class A Common Stock M 7020 $24.036 Acquired 45215.063 Direct
2016-04-04 Class A Common Stock M 10100 $42.043 Acquired 55315.063 Direct
2016-04-04 Class A Common Stock S 18905 $94.964 Disposed 36410.063 Direct
2016-04-04 Class A Common Stock S 1243 $95.641 Disposed 35167.063 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-04 Employee Stock Option (right to buy) $24.036 M 7020 Acquired 2021-03-01 Class A Common Stock (7020.0) Direct
2016-04-04 Employee Stock Option (right to buy) $42.043 A 10100 Acquired 2022-03-01 Class A Common Stock (10100.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1000 Indirect
Class A Common Stock 1000 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 9, 2016. The pre-planned trading plan was adopted by the reporting person on February 4, 2016.

F2: Represents the average sales price for price increments ranging from $94.5200 to $95.5000.

F3: Represents the average sales price for price increments ranging from $95.6000 to $95.7100.

F4: The reporting person was awarded 28,080 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.

F5: The reporting person was awarded 20,200 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.