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Mastercard Inc — Director's Dealing 2016
Aug 10, 2016
29747_dirs_2016-08-10_7f577c25-1f2b-4edd-b985-be0ef1673216.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2016-08-08
Reporting Person: HUNDMEJEAN MARTINA (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-08 | Class A Common Stock | M | 70200 | $24.036 | Acquired | 214968.48 | Direct |
| 2016-08-08 | Class A Common Stock | S | 94345 | $96.8223 | Disposed | 120623.48 | Direct |
| 2016-08-09 | Class A Common Stock | G | 2700 | — | Disposed | 117923.48 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-08 | Employee Stock Option (right to buy) | $24.04 | M | 70200 | Disposed | 2021-03-01 | Class A Common Stock (70200.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 17, 2016. The pre-planned trading plan was adopted by the reporting person on February 17, 2016.
F2: Represents the weighted average sales price for price increments ranging from $96.64 to $97.09.
F3: The employee stock options vested in four equal annual installments beginning March 1, 2012.