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Mastercard Inc — Director's Dealing 2016
Jan 8, 2016
29747_dirs_2016-01-08_097f183f-97e1-4e89-89ae-dc7934cbf720.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2016-01-01
Reporting Person: Vosburg Craig (President, North America)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 34744.824 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right ro buy) | $24.036 | 2021-03-01 | Class A Common Stock (5640.0) | Direct | |
| Employee Stock Option (right ro buy) | $42.043 | 2022-03-01 | Class A Common Stock (10120.0) | Direct | |
| Employee Stock Option (right ro buy) | $51.83 | 2023-03-01 | Class A Common Stock (14200.0) | Direct | |
| Employee Stock Option (right ro buy) | $77.72 | 2024-03-01 | Class A Common Stock (17496.0) | Direct | |
| Employee Stock Option (right ro buy) | $90.13 | 2025-03-01 | Class A Common Stock (16628.0) | Direct |
Footnotes
F1: Includes the following unvested awards of restricted stock units (RSUs) pursuant to the terms of a stockholder-approved stock plan: (1) 3,380 RSUs awarded on March 1, 2013, which will vest on February 29, 2016; (2) 6,850 RSUs awarded on June 18, 2013, which will vest on June 17, 2016; (3) 3,271 RSUs awarded on March 1, 2014, which will vest on February 28, 2017; 3,258 RSUs awarded on March 1, 2015, which will vest on February 28, 2018.
F2: The reporting person was awarded employee stock options on March 1, 2011, of which 5,640 remain and are fully vested.
F3: The reporting person was awarded employee stock options on March 1, 2012, which vest in four equal annual installments, beginning on March 1, 2013.
F4: The reporting person was awarded employee stock options on March 1, 2013, which vest in four equal annual installments, beginning on March 1, 2014.
F5: The reporting person was awarded employee stock options on March 1, 2014, which vest in four equal annual installments, beginning on March 1, 2015.
F6: The reporting person was awarded employee stock options on March 1, 2015, which vest in four equal annual installments, beginning on March 1, 2016.