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Mastercard Inc — Director's Dealing 2014
Nov 3, 2014
29747_dirs_2014-11-03_6414abbe-eb95-4f45-8111-33c92c2375c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2014-10-30
Reporting Person: Garrow Ronald E (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-30 | Class A Common Stock | M | 4220.0000 | $42.0430 | Acquired | 15174.0000 | Direct |
| 2014-10-30 | Class A Common Stock | M | 3550.0000 | $51.8300 | Acquired | 18724.0000 | Direct |
| 2014-10-30 | Class A Common Stock | S | 7770.0000 | $80.0000 | Disposed | 10954.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-30 | Employee Stock Option (right to buy) | $42.0430 | M | 4220.0000 | Disposed | 2022-03-01 | Class A Common Stock (4220.0000) | Direct |
| 2014-10-30 | Employee Stock Option (right to buy) | $51.8300 | M | 3550.0000 | Disposed | 2023-03-01 | Class A Common Stock (3550.0000) | Direct |
Footnotes
F1: The exercise price for the reporting person's employee stock options awarded on March 1, 2012 has been changed from $42.0330 to $42.0430. This is intended to correct an administrative error in Column 4 of Table II (Derivative Securities Beneficially Owned) on the reporting person's Form 3 filed on April 2, 2013.
F2: The transactions reported in this Form were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on March 17, 2014. The pre-planned trading plan was adopted by the reporting person on March 12, 2014.
F3: The reporting person was awarded 8,440 employee stock options on March 1, 2012, 4,220 of which have vested. The remaining 4,220 employee stock options will vest in 2 equal annual installments beginning on March 1, 2015.
F4: The reporting person was awarded 14,200 employee stock options on March 1, 2013, 3,550 of which have vested. The remaining 10,650 employee stock options will vest in 3 equal annual installments beginning on March 1, 2015.