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Mastercard Inc — Director's Dealing 2014
Apr 4, 2014
29747_dirs_2014-04-04_25c12583-a467-404c-833a-58b480569d29.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2014-04-01
Reporting Person: Murphy Timothy H (General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 52617.0630 | Direct |
| Class A Common Stock | 1000.0000 | Indirect |
| Class A Common Stock | 1000.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $24.0360 | 2021-03-01 | Class A Common Stock (7020.0000) | Direct | |
| Employee Stock Option (right to buy) | $42.0400 | 2022-03-01 | Class A Common Stock (10100.0000) | Direct | |
| Employee Stock Option (right to buy) | $51.8300 | 2023-03-01 | Class A Common Stock (21270.0000) | Direct | |
| Employee Stock Option (right to buy) | $77.7200 | 2014-03-01 | Class A Common Stock (31492.0000) | Direct |
Footnotes
F1: Includes the following awards of restricted stock units still to vest: (1) 8,480 restricted stock units awarded on September 20, 2011 and which will vest on September 19, 2014, (2) 7,140 restricted stock units awarded on March 1, 2012 and which will vest on February 28, 2015, (3) 6,760 restricted stock units awarded on March 1, 2013 and which will vest on February 29, 2016, and (4) 5,888 restricted stock units awarded on March 1, 2014 and which will vest on February 28, 2017.
F2: The Reporting Person was awarded employee stock options on March 1, 2011. Of these employee stock options, 7,020 remain and will vest on March 1, 2015.
F3: The Reporting Person was awarded employee stock options on March 1, 2012. Of these employee stock options, 10,100 remain and will vest in two equal annual installments beginning on March 1, 2015.
F4: The Reporting Person was awarded employee stock options on March 1, 2013. Of these employee stock options, 21,270 remain and will vest in three equal annual installments beginning on March 1, 2015.
F5: The Reporting Person was awarded employee stock options on March 1, 2014. The employee stock options will vest in four equal annual installments beginning on March 1, 2015.