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Mastercard Inc — Director's Dealing 2013
May 16, 2013
29747_dirs_2013-05-16_78649aec-b614-4a31-9c40-7c421d2477a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2013-05-14
Reporting Person: Hanft Noah J (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-14 | Class A Common Stock | M | 1719.0000 | $158.0300 | Acquired | 1719.0000 | Direct |
| 2013-05-14 | Class A Common Stock | M | 1474.0000 | $232.7400 | Acquired | 3193.0000 | Direct |
| 2013-05-14 | Class A Common Stock | S | 3193.0000 | $569.0000 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-14 | Employee Stock Option (right to buy) | $158.0300 | M | 1719.0000 | Disposed | 2019-03-01 | Class A Common Stock (1719.0000) | Direct |
| 2013-05-14 | Employee Stock Option (right to buy) | $232.7400 | M | 1474.0000 | Disposed | 2020-03-01 | Class A Common Stock (1474.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5270.0000 | Indirect |
Footnotes
F1: On March 11, 2013, the reporting person transferred 5,270 shares of Class A Common Stock to a Grantor Retained Annuity Trust (GRAT) of which the reporting person is a trustee. Prior to the transfer into the GRAT, the reporting person held 5,270 shares of Class A Common Stock.
F2: The Reporting Person was awarded 6,876 employee stock options on March 1, 2009.
F3: The Reporting Person was awarded 5,896 employee stock options on March 1, 2010. The remaining 1,474 employee stock options will vest on March 1, 2014.
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