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Mastercard Inc — Director's Dealing 2013
May 8, 2013
29747_dirs_2013-05-08_d90d40cb-c145-44c6-88e3-426beff7ee35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2013-05-06
Reporting Person: BANGA AJAY (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-06 | Class A Common Stock | M | 29564.0000 | $222.6200 | Acquired | 58271.0000 | Direct |
| 2013-05-06 | Class A Common Stock | S | 680.0000 | $555.7574 | Disposed | 57591.0000 | Direct |
| 2013-05-06 | Class A Common Stock | S | 1466.0000 | $554.8711 | Disposed | 56125.0000 | Direct |
| 2013-05-06 | Class A Common Stock | S | 2247.0000 | $547.8423 | Disposed | 53878.0000 | Direct |
| 2013-05-06 | Class A Common Stock | S | 3700.0000 | $553.3278 | Disposed | 50178.0000 | Direct |
| 2013-05-06 | Class A Common Stock | S | 4765.0000 | $549.0715 | Disposed | 45413.0000 | Direct |
| 2013-05-06 | Class A Common Stock | S | 5239.0000 | $551.1441 | Disposed | 40174.0000 | Direct |
| 2013-05-06 | Class A Common Stock | S | 6167.0000 | $550.1256 | Disposed | 34007.0000 | Direct |
| 2013-05-06 | Class A Common Stock | S | 6800.0000 | $552.3631 | Disposed | 27207.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-06 | Employee Stock Option (right to buy) | $222.6200 | M | 29564.0000 | Disposed | 2019-09-21 | Class A Common Stock (29564.0000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013.
F2: Represents the weighted average sales price for price increments ranging from $555.52 to $556.15.
F3: Represents the weighted average sales price for price increments ranging from $554.46 to $555.34.
F4: Represents the weighted average sales price for price increments ranging from $547.56 to $548.50.
F5: Represents the weighted average sales price for price increments ranging from $552.93 to $553.83.
F6: Represents the weighted average sales price for price increments ranging from $548.6 to $549.59.
F7: Represents the weighted average sales price for price increments ranging from $550.64 to $551.62.
F8: Represents the weighted average sales price for price increments ranging from $549.64 to $550.62.
F9: Represents the weighted average sales price for price increments ranging from $551.91 to $552.83.
F10: The Reporting Person was awarded 29,564 employee stock options on September 21, 2009.