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Mastercard Inc — Director's Dealing 2013
Apr 2, 2013
29747_dirs_2013-04-02_49db80d8-a185-4609-bd12-8c32dffb891c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MASTERCARD INC (MA)
CIK: 0001141391
Period of Report: 2013-04-01
Reporting Person: Garrow Ronald E (Chief Human Resources Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1911.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $420.3300 | 2022-03-01 | Class A Common Stock (844.0000) | Direct | |
| Employee Stock Option (right to buy) | $518.3000 | 2023-03-01 | Class A Common Stock (1420.0000) | Direct |
Footnotes
F1: Includes the following awards of restricted stock units still to vest: (1) 729 restricted stock units awarded on March 1, 2011 and which will vest on February 28, 2014, (2) 298 restricted stock units awarded on March 1, 2012 and which will vest on February 28, 2015 and (3) 338 restricted stock units awarded on March 1, 2013 and which will vest on February 28, 2016. Each restricted stock unit will vest only if the reporting person remains employed by MasterCard Incorporated on the applicable vesting date.
F2: The reporting person was awarded employee stock options on March 1, 2012. Of these employee stock options, 211 employee stock options vested on March 1, 2013, and the remaining 633 employee stock options will vest in 3 equal annual installments beginning on March 1, 2014.
F3: The reporting person was awarded employee stock options on March 1, 2013. The employee stock options will vest in 4 equal annual installments beginning on March 1, 2014.