AI assistant
MASIMO CORP — Director's Dealing 2021
Jan 14, 2021
30755_dirs_2021-01-14_bf669009-ff52-4150-9441-53c92baabb24.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2021-01-12
Reporting Person: KIANI JOE E (Director, CEO and Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-12 | Common Stock | S | 3403 | $280.324 | Disposed | 80404 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 179241 | Direct |
| Common Stock | 632209 | Indirect |
| Common Stock | 352919 | Indirect |
| Common Stock | 359000 | Indirect |
| Common Stock | 2250291 | Indirect |
| Common Stock | 10368 | Indirect |
| Common Stock | 9000 | Indirect |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of November 12, 2020, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $280.06 per share to a high of $280.99 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares held in four trusts for which Mr. Kiani is not the Trustee.
F4: Shares held in one trust for which Mr. Kiani is the sole Trustee.
F5: Shares held in Masimo Retirement Savings Plan.
F6: Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.