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MASIMO CORP — Director's Dealing 2021
Nov 5, 2021
30755_dirs_2021-11-05_d2a6ea64-cdfa-4407-b9ae-01a17419ca5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2021-11-03
Reporting Person: KIANI JOE E (Director, CEO and Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-03 | Common Stock | S | 200 | $290.1737 | Disposed | 616786 | Indirect |
| 2021-11-04 | Common Stock | S | 4173 | $290.1639 | Disposed | 612613 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 325185 | Direct |
| Common Stock | 352919 | Indirect |
| Common Stock | 359000 | Indirect |
| Common Stock | 2250291 | Indirect |
| Common Stock | 10368 | Indirect |
| Common Stock | 9000 | Indirect |
Footnotes
F1: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of July 29, 2021, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $290.08 per share to a high of $290.23 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares held in four trusts for which Mr. Kiani is not the Trustee.
F4: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $290.00 per share to a high of $291.06 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Shares held in one trust for which Mr. Kiani is the sole trustee.
F6: Shares held in Masimo Retirement Savings Plan.
F7: Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.