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MASIMO CORP — Director's Dealing 2020
Apr 15, 2020
30755_dirs_2020-04-15_f821f307-c334-4020-92af-469d05f2b6dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2020-04-14
Reporting Person: Barker Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-14 | Common Stock | M | 10000 | $41.80 | Acquired | 76245 | Direct |
| 2020-04-14 | Common Stock | S | 10000 | $190.0045 | Disposed | 66245 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-14 | Non-Qualified Stock Option (Right to Buy) | $41.8 | M | 10000 | Disposed | 2025-12-17 | Common Stock (10000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of February 24, 2020, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $190.00 per share to a high of $190.16 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This option was granted on December 17, 2015 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.