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MASIMO CORP — Director's Dealing 2020
Apr 16, 2020
30755_dirs_2020-04-15_e74b7fba-c141-4ac6-9da6-da242f24614e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2020-04-14
Reporting Person: Coleman Jon (Pres-WW Sales,Pro Svc,Med Affs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-14 | Common Stock | M | 2000 | $28.03 | Acquired | 14465 | Direct |
| 2020-04-14 | Common Stock | S | 2000 | $190 | Disposed | 12465 | Direct |
| 2020-04-15 | Common Stock | M | 2000 | $28.03 | Acquired | 14465 | Direct |
| 2020-04-15 | Common Stock | S | 2000 | $195 | Disposed | 12465 | Direct |
| 2020-04-15 | Common Stock | M | 2000 | $28.03 | Acquired | 14465 | Direct |
| 2020-04-15 | Common Stock | S | 2000 | $200 | Disposed | 12465 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-14 | Non-Qualified Stock Option (Right to Buy) | $28.03 | M | 2000 | Disposed | 2024-02-18 | Common Stock (2000.0) | Direct |
| 2020-04-15 | Non-Qualified Stock Option (Right to Buy) | $28.03 | M | 2000 | Disposed | 2024-02-18 | Common Stock (2000.0) | Direct |
| 2020-04-15 | Non-Qualified Stock Option (Right to Buy) | $28.03 | M | 2000 | Disposed | 2024-02-18 | Common Stock (2000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 12, 2020, which is intended to comply with Rule 10b5-1 promulgated under the SecuritiesExchange Act of 1934, as amended.
F2: This option was granted on February 18, 2014 and is exercisable as the option vests. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grantdate.
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