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MASIMO CORP — Director's Dealing 2020
Oct 9, 2020
30755_dirs_2020-10-09_ce6e93e9-1a00-462f-b14d-3dc2ac8c5c95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2020-10-07
Reporting Person: Lee Yongsam (EVP, CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-07 | Common Stock | M | 10000 | $37.84 | Acquired | 85000 | Direct |
| 2020-10-07 | Common Stock | S | 10000 | $250 | Disposed | 75000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-07 | Non-Qualified Stock Option (Right to Buy) | $37.84 | M | 10000 | Disposed | 2026-02-28 | Common Stock (10000.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of May 21, 2020, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: This option was granted on February 29, 2016 and is exercisable as the option vests. The option vests over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
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