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MASIMO CORP — Director's Dealing 2019
Nov 21, 2019
30755_dirs_2019-11-21_ff2183a2-2f76-4964-b7d1-964881118c8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MASIMO CORP (MASI)
CIK: 0000937556
Period of Report: 2019-11-19
Reporting Person: Lee Yongsam (EVP & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-19 | Common Stock | M | 1825 | $28.03 | Acquired | 74825 | Direct |
| 2019-11-19 | Common Stock | S | 1825 | $153.1603 | Disposed | 73000 | Direct |
| 2019-11-20 | Common Stock | M | 10675 | $28.03 | Acquired | 83675 | Direct |
| 2019-11-20 | Common Stock | S | 10675 | $155.0332 | Disposed | 73000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-19 | Non-Qualified Stock Option (Right to Buy) | $28.03 | M | 1825 | Disposed | 2024-02-18 | Common Stock (1825.0) | Direct |
| 2019-11-20 | Non-Qualified Stock Option (Right to Buy) | $28.03 | M | 10675 | Disposed | 2024-02-18 | Common Stock (10675.0) | Direct |
Footnotes
F1: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of May 23, 2019, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $153.00 per share to a high of $153.36 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $153.15 per share to a high of $156.25 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This option was granted on February 18, 2014 and was exercisable as the option vested. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.